DOL Resource Center
You need tools. We have put together the best resources from our carriers and created some tools you can use to be compliant with the DOL Fiduciary Rule under PTE 84-24 for 2017.
DOL Compliant Disclosures: These tools will be used in every qualified sale.
How To Comply with the DOL for 2017
PTE 84-24 Disclosure
Best Interview Review
Disclosure Templates
Remember, there are no 'standard' disclosure forms to comply with the DOL. You can use ours or use these templates to create your own:
Alternative PTE 84-24 Disclosure
LSW Disclosure Statement of Recommendations
North American Best Interest Questionnaire
North American Best Interest Review Template
DOL Information from Carriers
North American Understanding Your Fiduciary Obligations Guide
EquiTrust - DOL Information for EquiTrust Agents
LSW/NLG DOL Information Page (Login Required)
DOL Training
EquiTrust DOL Training (Login Required)
North American DOL Resource Center (Login Required)
National Life Group - Recorded DOL Compliance Webinar
AIG DOL Training Seminar (Login Required)
Best Practices
Be ready for the DOL Fiduciary Rule
- Review your book of business and determine how much of your business is impacted.
- Review the new product universe for FIA business under the DOL Rule.
- Modify your process to include the new best interest form and 84-24 disclosure.
- If you aren’t already using a financial needs analysis software, consider it.